Investment Compliance Analyst
Accenture is a leading global professional services company that helps the world’s leading businesses, governments and other organizations build their digital core, optimize their operations, accelerate revenue growth and enhance citizen services—creating tangible value at speed and scale. We are a talent- and innovation-led company with approximately 743,000 people serving clients in more than 120 countries. Technology is at the core of change today, and we are one of the world’s leaders in helping drive that change, with strong ecosystem relationships. We combine our strength in technology and leadership in cloud, data and AI with unmatched industry experience, functional expertise and global delivery capability.
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The Investment Compliance Analyst will be responsible for timely and quality completion of Investment Manager support requests to ensure client's compliance with internal policies and regulatory/legal requirements. Monitor Policy and Procedure changes and respective investment compliance implications.
Key Responsibilities:
Risk and compliance exceptions and document reviews for IPS and client report generation.
Preparation for Escalations gathering information from internal client's partners to complete IEWG form for timely submission to Division Investment Director.
Envestnet waiver reviews, including research, monitoring approval process and closure prior to expiry.
Basic Qualifications:
Minimum of 2 years in fiduciary investment or administrative advisory support experience.
Preferred Qualifications:
Bachelor's Degree
Demonstrated understanding of the fundamentals of finance and investment theory.
Possesses presentation skills as well as oral and written communication skills.
Knowledge of Microsoft Office with applicable experience.
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Compensation at Accenture varies depending on a wide array of factors, which may include but are not limited to the specific office location, role, skill set, and level of experience. As required by local law, Accenture provides a reasonable range of compensation for roles that may be hired in California, Colorado, District of Columbia, Maryland, New York or Washington as set forth below.
The application window for this job will remain open until at least 07/04/2024. However, if this date has passed, please note we are still accepting applications.
Information on benefits is here.
Role Location Annual Salary Range
California $54,500 to $131,300
Colorado $54,500 to $113,400
District of Columbia $58,100 to $120,800
New York $50,500 to $131,300
Maryland $50,500 to $105,000
Washington $58,100 to $120,800
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