Compliance Analyst - English

#LI-EU

OVERALL PURPOSE OF JOB

• Follows established policies, procedures, and methods by doing research Performs client related tasks in various systems, as required;

• Analyzes information and formulate conclusions;

• Follows directions in accordance with the statement of work and service level agreement with client(s);

• Processes transactions for relevant business processes related to financial crime investigations in various systems and tracking tools;

• Demonstrates knowledge of risk assessment processes and related systems to effectively perform his/her responsibilities.

Key Responsibilities:

• Reviews, communicates and executes client provided policies and guidelines in accordance with the established SLA and KPI Metrics;

• Identifies improvement opportunities in process and provides recommendations;

• Escalates in timely manner to his/her lead any issue or challenges that may affect the delivery of the work to be done;

• Gathers data on alerts for client tool/s included but not limited to: KYC/KYB data, Proof of address documents, Source of founds/wealth and financial data;

• Analyses data and conduct Financial Crime risk assessments according to the defined risk appetite;

• Conducts Requests for Information based on client provided policies and guidelines;

• Reviews Name Screening hits against master data, Sanction and Adverse Media lists and escalating any possible or positive hits to L2.

Security Roles and Responsibilities:

• Should protect confidential information that is entrusted to them or to which they are otherwise exposed;

• Should not disclose any confidential Company, client, or third-party information to anyone outside the Company, except as authorized;

• Should not ever use confidential client, third-party or Company information for personal gain or advantage;

• Under no circumstances discuss with clients matters that concern other clients or engagements without the express authorization of such other clients;

• Must immediately open and act upon security communications from Protecting Accenture.